Funktionen Eines Forex Büros

Ein OTC-Markt, in dem Käufer und Verkäufer Devisentransaktionen durchführen. Der Forex-Markt ist nützlich, weil es hilft Handel und Transaktionen zwischen den Ländern, und es ermöglicht auch eine Investitionsmöglichkeit für risikosuchende Investoren, die dont mind Engagement in Spekulationen. Einzelpersonen, die im Forex Markt handeln, schauen sorgfältig auf eine ökonomische und politische Situation des Landes, da diese Faktoren die Richtung seiner Währung beeinflussen können. Einer der einzigartigen Aspekte des Forex-Marktes ist, dass das Handelsvolumen so hoch ist. Teilweise weil die ausgetauschten Einheiten so klein sind. Es wird geschätzt, dass rund 4 Billionen durch den Forex-Markt jeden Tag geht. Auch als Devisenmarkt. Sterilisiert intervention forex broker asset management mandat forex swap rollover rate Forex Charts täglich abgeschnitten NFA Compliance Regel 2-43b forex hedge Copyright copyright 2017 WebFinance, Inc. Alle Rechte vorbehalten. Unerlaubte Vervielfältigung, ganz oder teilweise, ist streng verboten. Forex Bureaus Liste der lizenzierten Forex Büros Alpha Forex Bureau Ltd Postanschrift: P. O. Box 476-00606, Nairobi Telefon: 44514357 E-Mail: Alpha-forexyahoo Fax: 254-2-4451436 Physische Adresse: Pamstech Haus, Woodvale Grove, Westlands, Nairobi Datum lizenziert: 11. Januar 2003 Arcade Forex Bureau Ltd Postanschrift: P. O. Box 21646-00505, Nairobi Telefon: 387194621891210721-810274 Fax: 254-2-571924 Physische Adresse: Adams Arcade, Ngong Straße, Nairobi Datum lizenziert: 1. November 2003 Aristokraten Forex Bureau Ltd Postanschrift: P. O. Box 10884-00400, Nairobi Telefon: 245247228080 Email: aristoforexnbi. ispkenya Fax: 254-2-213794 Physische Adresse: Kenindia House, Nairobi Datum lizenziert: 1. Januar 1995 Avenue Forex Bureau Ltd Postanschrift: P. O. Box 1755-80100, Mombasa Physische Adresse: Motor Mart Gebäude, Moi Avenue, Mombasa Datum lizenziert: 29. September 2008 Bamburi Forex Bureau Ltd Postanschrift: P. O. Box 97803, Mombasa Telefon: 041-5486950, 0722412649, 0733466729 E-Mail: bamburiforexhotmail Fax: 254-41-5486948 Physische Adresse: Nyali, Mombasa Datum lizenziert: 1. November 2003 Bay Forex Bureau Ltd. Postanschrift: P. O. Box 42909-00100, Nairobi Telefon: 2244186 22482892244188 E-Mail: infobayforexbureau Fax: 254-2-229665248676 Physische Adresse: Das Stanley Gebäude, Kenyatta Avenue, Nairobi Datum lizenziert: 16. August, 1995 Boston Forex Bureau Limited Postanschrift: P. O. Box 1107600400, Nairobi Telefon: 0205249664, 0732622429, 0702022429 Email: marioshah101hotmail Physikalische Adresse: Nakumatt Ukay, Westlands, Nairobi Datum lizenziert: 26 Mai, 2014 CBD Forex Bureau Limited Postanschrift: P. O. Kasten 10964-00400, Nairobi Telefon: 316123 Fax: 254-2-318895 Physische Adresse: Clyde Haus, Kimathi Straße, Nairobi Datum lizenziert: 24. November 2009 Central Forex Bureau Ltd Postanschrift: P. O. Box 43966-00100, Nairobi Telefon: 2226777 2224729317217 E-Mail: centralforexswiftkenya Fax: 254-2-249016 Physikalische Adresse: I. P.S. Gebäude, Erdgeschoss, Kaunda Straße, Nairobi Datum lizenziert: 1. September 1995 Classic Forex Bureau Limited Postanschrift: P. O. Box 39166-00623, Nairobi Telefon: 38623434 Fax: 3862346 Physische Adresse: Prestige Plaza, 1. Stock, Ngong Rd, Nairobi Datum lizenziert: 25. Juli 2008 Commercial Forex Bureau Limited Postanschrift: P. O. Box 47452-00100, Nairobi Telefon: 020-22103078 E-Mail: infocommercialforex. co. ke Physische Adresse: Vedic Haus, Mama Ngina Straße, Nairobi Datum lizenziert: 16. Mai 2008 Konferenz Forex Bureau Limited Postanschrift: P. O. Box 32268-00600, Nairobi Telefon: 3581293, 020-3586802 Physische Adresse: Erdgeschoss, KICC, Nairobi Datum lizenziert: 30. Januar 2008 Continental Forex Bureau Ltd Postanschrift: P. O. Box 49580-00400, Nairobi Telefon: 2222140, 3168025 E-Mail: cfbbusinessyahoo Fax: 254 2-216163 Physische Adresse: Altes Gegenseitiges Gebäude, Kimathi Straße, Nairobi Datum lizenziert: 21. Juli 1995 Cosmos Forex Bureau Ltd Postanschrift: P. O. Box 10284-00100, Nairobi Telefon: 2505825 Fax: 254-2-250591 Physische Adresse: Rehema House, Nairobi Datum lizenziert: 1. September 1995 Crater Forex Bureau Ltd Postanschrift: P. O. Kasten 130-20100, Nakuru Telefon: 051- 2214183, 2216524 Email: craterforexwananchi Fax: 254-51-2214183 Physische Adresse: Menengai Motoren, George Morara Avenue, Nakuru Datum lizenziert: 1. September 1995 Crossroads Forex Bureau Limited Postanschrift: P. O. Box 871-00502, Nairobi Telefon: 0729-888444 Email: infocrossroadsforex. co. ke Physische Adresse: Crossroads Einkaufszentrum, Karen, Nairobi Datum lizenziert: 12. Mai 2008 Crown Bureau De Change Ltd Postanschrift: P. O. Box 22515-00400, Nairobi Telefon: 225072012 E-Mail: infocrown. co. ke Fax: 254-2-252365 Physische Adresse: Corner Haus, Mama Ngina Straße, Nairobi Datum lizenziert: 6. Juni 1995 Dalmar Exchange Bureau Ltd Postanschrift: P. O. Box 16381-00610, Nairobi Telefon: 254-20-6761628, 6760476, 6762301 E-Mail: dalmarforexgmail Fax: 254-20-6760470 Physische Adresse: 2. Etage, Olympisches Zentrum, 1. Ave7th Straße, Eastleigh, Nairobi Datum lizenziert: 15. Dezember, 2003 Im Stadtzentrum gelegenes Cambio Forex Bureau Ltd. Postanschrift: PO Box 42444-00100, Nairobi Telefon: 608659, 609547, 607721 Fax: 254-2-608354 Physische Adresse: Flughafen Wilson, Nairobi Datum lizenziert: 2. November 1995 Forex Bureau Afro Ltd Postanschrift: P. O. Kasten 100414-00101, Nairobi Telefon: 2247041, 2250676, 222950 Fax: 254-2-7250502 Physische Adresse: Jamia Plaza, Kigali Straße, Nairobi Datum lizenziert: 17. Februar 1998 Gala Forex Bureau Ltd. Postanschrift: P. O. Box 35021-00100, Nairobi Telefon: 020310241, 0729750000 Email: galaforexbureaugmail Fax: 020310261 Physische Adresse: 1. Stock, 20. Jahrhundert, Mama NginaKaunda Straße, Nairobi Datum lizenziert: 15. Dezember 2003 Gateway Forex Bureau Ltd Postanschrift: P. O. Box 11500-00100, Nairobi Telefon: 22129554549, 0700-003435 E-Mail: infogatewayforex. co. ke Fax: 254-20-2212942 Physische Adresse: Stadthaus, Kaunda Straße, Nairobi Datum lizenziert: 17. Oktober 2003 Riesen Forex Bureau de Change Ltd Postanschrift: Kasten 56947-00200, Nairobi Telefon: 827970 Telefax: 254-2-825327 Physische Adresse: Einheit 1, Abfahrtsdatum lizenziert: 2. November, 1995 Geben und Nehmen Forex Bureau Ltd Postanschrift: P. O. Box 51463-00200, Nairobi Telefon: 71205813562152 Fax: 254-2-7120046 Physische Adresse: Gigiri, China Garten, Nairobi Datum lizenziert: 1. November 2003 Glory Forex Bureau Ltd Postanschrift: P. O. Box 42909-00100, Nairobi Telefon: 224433322411642243115 E-Mail: gloryforexyahoo Fax: 252-2-245614 Physikalische Adresse: Norwich Union Haus, Kimathi Straße, Nairobi Datum lizenziert: 21. Mai 1998 GNK Forex Bureau Ltd Postanschrift: P. O. Box 14297-00100, Nairobi Telefon: 890303891243891848892048 E-Mail: gnkforexswiftkenya Fax: 254-2-892266 Physische Adresse: Jubilee Center, Karen, Nairobi Datum der Genehmigung: 1. November 2003 Green Exchange Forex Bureau Ltd Postanschrift: P. O. Box 20809-00100, Nairobi Telefon: 254020221454789 E-Mail: greenexchangeforexbureauhotmail Fax: 254-2-2214550 Physische Adresse: Emperor Plaza, Erdgeschoss, Koinange Straße Datum lizenziert: 17. August 2009 Industrial Area Forex Bureau Ltd Postanschrift: P. O. Box 45746-00100, Nairobi Telefon: 551186551198 Fax: 254-2-551186 Physische Adresse: Bunyala Straße, Industriegebiet, Nairobi Datum lizenziert: 1. November 2003 Island Forex Bureau Ltd Postanschrift: P. O. Box 84300, Mombasa Telefon: 041-22239882229626 E-Mail: islandforexhotmail Fax: 254-41-2227057 Physische Adresse: Moi Avenue, Mombasa Datum lizenziert: 15. Dezember 2003 Junction Forex Bureau Limited Postanschrift: P. O. Box 43888-00100, Nairobi Telefon: 38612689, 0725852840 Email: junctionforexbureaultdyahoo Physische Adresse: Die Junction Mall, Ngong Straße Dagoretti Corner, Nairobi Datum lizenziert: 1. Dezember 2005 Kenza Exchange Bureau Ltd Postanschrift: P. O. Box 21819-00400, Nairobi Telefon: 8225042245863 Physische Adresse: JKIA, Ankunftseinheit 1, Nairobi Datum lizenziert: 9. September 2003 Lache Forex Bureau Ltd Postanschrift: P. O. Box 45191-00100, Nairobi Telefon: 3514509, 21195689, 0711229408, 3752109 Email: infolache. co. ke Fax: 254-2-2733485 Physische Adresse: Diamond Plaza, 2. Stock, Parklands, Nairobi Datum lizenziert: 10. April 2004 Legacy Forex Bureau Ltd Postanschrift: PO Box 15710-00100, Nairobi Telefon: 0791587614, 0719670281, 0728647131 Email: infolegacyforexbureau. co. ke, infosyzointernational. co. ke Physische Adresse: Der Hub Karen, Dagoretti Straße, Nairobi Datum lizenziert: 24 Mai, 2016 Leo Forex Bureau Ltd Postanschrift : PO Box 82304-80100, Mombasa Telefon: 041-223039678, 2230399 E-Mail: leoforexswiftmombasa Fax: 254-41-230399 Physikalische Adresse: T. S.S. Towers Nkrumah Road, Mombasa Datum lizenziert: 21. Mai 1999 Link Forex Bureau Ltd Postanschrift: P. O. Box 11659-00400, Nairobi Telefon: 221361921, 0724-256480 E-Mail: Link-forexyahoo Fax: 254-2-213620 Physische Adresse: Uganda House-Arcade, Kenyatta Avenue, Nairobi Datum der Genehmigung: 25. April 1995 Lion Bureau De Change Ltd Post Anschrift: PO Box 4581-00200, Nairobi Telefon: 0732911138, 0731863896, 0202600072 E-Mail: infolionbureau Physische Adresse: Taj Einkaufszentrum, Nord Flughafen Straße, Embakasi Datum lizenziert: 22. Februar 2012 Magnum Forex Bureau De Change Ltd Postanschrift: P. O. Box 46434-00100, Nairobi Physische Adresse: Nakumatt Mega, Uhuru Highway, Nairobi Datum lizenziert: 17. August 2009 Maritime Forex Bureau Ltd Postanschrift: P. O. Box 43296-80100, Mombasa Telefon: 041-231917567 Email: maritimeforexafrical. co. ke Fax: 254-41-2319178 Physikalische Adresse: Iddi Haus, Nkrumah Straße, Mombasa Datum lizenziert: 1. November 2003 Metropolitan Bureau De Change Ltd Postanschrift: PO Kasten 7080-00300, Nairobi Telefon: 827963 Fax: 254-2-252116 Physische Adresse: Einheit 2 Abfahrt, JKIA, Nairobi Datum lizenziert: 7. September 1995 Middletown Forex Bureau Ltd Postanschrift: P. O. Box 41830-00100, Nairobi Telefon: 2211227 E-Mail: mtforexiconnect. co. ke Fax: 254-2-332534 Physische Adresse: Westminister House, Kaunda Straße, Nairobi Datum lizenziert: 1. Januar 1998 Mona Bureau De Change Ltd Postanschrift: P. O. Box 46180-00100, Nairobi Telefon: 8281112, 0733744348 Fax: 254-2-828113 Physische Adresse: Panari Center, Mombasa Straße, Nairobi Datum lizenziert: 1. Dezember 2005 Moneypoint Forex Bureau Ltd Postanschrift: P. O. Box 3338-00100, Nairobi Telefon: 020-22113467 E-Mail: moneypointforexhotmaill Fax: 254-20-2211342 Physische Anschrift: Tubman Straße, Ansh Plaza, Nairobi Datum lizenziert: 27. Juni 2008 Morgan Forex Bureau De Change Ltd Postanschrift: P. O. Box 79012-00400, Nairobi Telefon: 020-4444073 E-Mail: morgankenyagmail Physische Adresse: Westlands, Nairobi Datum lizenziert: 25. Juli 2008 Mustaqbal Forex Bureau Ltd Postanschrift: P. O. Box 100745-00101, Nairobi Telefon: 020-2497344 E-Mail: mustaqbalforexyahoo Fax: 254-2-6766650 Physische Adresse: Eastleigh, Nairobi Datum lizenziert: 19. Dezember 2005 Muthaiga ABC Forex Bureau Ltd Postanschrift: P. O. Kasten 63533-00619, Nairobi Telefon: 40488834044146, 0722362665, 0733362665 Email: mfbfxlive Physikalische Adresse: Muthaiga Einkaufszentrum, Nairobi Nairobi Bureau De Change Ltd Postanschrift: P. O. Kasten 644-00624, Dorf-Markt, Nairobi Telefon: 822884 Telefax: 254-2-241307 Physische Adresse: JKIA, Maßeinheit 2, Nairobi Datum lizenziert: 6. Juli 1995 Nairobi Forex Bureau Ltd. Postanschrift: P. O. Kasten 12523-00100, Nairobi Telefon: 22447672223039 Fax: 254-2-244767 Physische Adresse: Gujarat Haus, Muindi Mbingu Straße, Nairobi Datum lizenziert: 21. Juli 1995 Namanga Forex Bureau Ltd. Postanschrift: P. O. Kasten 12577-00100, Nairobi Telefon: 02213642, 0455132476 Physische Adresse: Namanga Datum lizenziert: 15. Dezember 2003 Nawal Forex Bureau Ltd Postanschrift: P. O. Box 43888-00100, Nairobi Telefon: 2720111 Fax: 254-2-272011 Physikalische Adresse: Chaka Place, Chaka Road, Nairobi Datum lizenziert: 15. Dezember 2003 Net Forex Bureau Ltd Postanschrift: P. O. Box 102348-00100, Jamia Nairobi Telefon: 020249999 Fax: 254-2-250088 Physische Adresse: Avenue House, Kenyatta Avenue, Nairobi Datum lizenziert: 27. Mai 2008 Offshore Forex Bureau Limited Postanschrift: P. O. Box 26650-00100, Nairobi Telefon: 0203108378 Fax: 254-02-310839 Physische Adresse: Cianda Haus, Erdgeschoss, Koinange Straße, Nairobi Datum lizenziert: 12. Mai 2008 Pacific Forex Bureau Limited Postanschrift: P. O. Box 24273-00100, Nairobi Telefon: 310880, 3108823 Email: pacificsahannet Physische Adresse: Lonhro Haus, Standard Straße, Nairobi Datum lizenziert: 27. November 2007 Peaktop Exchange Bureau Ltd Postanschrift: P. O. Box 13074-00100, Nairobi Telefon: 2244371313438, 0722332518 Fax: 254-2-210210 Physische Adresse: 20. Jahrhundert, Mama NginaKaunda Streets, Nairobi Datum lizenziert: 1. September 2004 Pearl Forex Bureau Ltd Postanschrift: P. O. Box 58059-00200, Nairobi Telefon: 2724769 2724778 Fax: 254-2-2724770 Physische Adresse: Einkaufszentrum Hurlingham, Nairobi Datum lizenziert: 1. Januar 1998 Pel Forex Bureau Ltd Postanschrift: P. O. Box 957-40100, Kisumu Telefon: 057-20241342044425 E-Mail: pelswiftkisumu Fax: 254-57-2022495 Physikalische Adresse: Allmamra Plaza, Oginga Odinga Road, Kisumu Datum Lizenziert: 25. September 1995 Penguin Forex Bureau Ltd Postanschrift: P. O. Kasten 3438-80100, Mombasa Telefon: 041-3166182228170 Fax: 254-41-2228194 Physische Adresse: Nkrumah Straße, Mombasa Datum lizenziert: 1. November 2003 Pwani Forex Bureau Ltd. Postanschrift: P. O. Box 87.200-80.100, Mombasa Telefon: 041-222172722217342221845 E-Mail: forexpwaniforex Fax: 254-41-2221870 Physikalische Adresse: Mombasa Block 404 XV11M1, Datum Abdel Nasseiz Lizenziert: 16. August 1995 Rand Forex Bureau Begrenzte Postanschrift: P. O. Kasten 30923-00100, Nairobi Telefon: 0722200815 Physische Adresse: Kampus Tower, Moi Avenue, Nairobi Datum lizenziert: 28 Mai, 2012 Regional Forex Bureau Limited Postanschrift: P. O. Box 634-00100, Nairobi Telefon: 31347980, 311953 Fax: 312296 Physische Adresse: Kimathi Haus, Kimathi Straße, Nairobi Datum lizenziert: 28. April 2008 Rift Valley Forex Bureau Ltd Postanschrift: P. O. Box 12165, Nakuru Telefon: 051-22124952210174 E-Mail: riftvalleyforexyahoo Fax: 254-51-2210174 Physikalische Adresse: Merica Hotel Building, Court Road, Nakuru Datum Lizenziert: 1. Juni 2004 Safari Forex Bureau Ltd Postanschrift: P. O. Box 219, Eldoret Telefon: 053-2063347 Fax: 254-053-2063997 Physische Adresse: KVDA Plaza, Eldoret Datum lizenziert: 1. Dezember 2004 Satellite Forex Bureau Ltd Postanschrift: P. O. Box 43617-00100, Nairobi Telefon: 22181401, 0721411300 E-Mail: satelliteforexswiftkenya Fax: 254-20-230630 Physikalische Adresse: City House, Standard Street, Nairobi Datum Lizenziert: 17. Juni 2004 Simba Forex Bureau Ltd Postanschrift: P. O. Box 66886-00800, Nairobi Telefon: 020445995, 0722703121 Fax: 0204443706 Physische Adresse: Moi International Airport, Mombasa Datum lizenziert: 16. April 2008 Sisi Forex Bureau Limited Postanschrift: P. O. Box 60770-00200, Nairobi Telefon: 24458460722382995 E-Mail: sisiforexsisi. co. ke Physikalische Adresse: Agip House, Haile Selassie Avenue, Nairobi Datum Lizenziert: 22. Oktober 2012 Sky Forex Bureau Ltd Postanschrift: P. O. Kasten 26150-00100, Nairobi Telefon: 02022420623 Faxnummer 0202242064 Physische Adresse: 20. Jahrhundert, Mama NginaKaunda Straße, Nairobi Datum lizenziert: 12. Mai 2008 Solid Exchange Bureau Ltd Postanschrift: P. O. Kasten 19257-00501, Nairobi Telefon: 8229220722853769 Fax: 254-2-822923 Physische Adresse: JKIA Einheit 2, Nairobi Datum lizenziert: 6. Juli 1995 Sterling Forex Bureau Ltd Postanschrift: P. O. Box 43673-00200, Nairobi Telefon: 2228923340624 Email: infosterlingforexbureau Fax: 254-2-330894 Physische Adresse: Laxmi Plaza, Biashara Straße, Nairobi Datum lizenziert: 27. November 1995 Sunny Forex Bureau Limited Postanschrift: P. O. Box 34166-00100, Nairobi Telefon: 2252013252079 E-Mail: sunnyfoexbureauyahoo Fax: 254-2-252076 Physikalische Adresse: Uniafric House, Koinange Lane, Nairobi Datum Lizenziert: 26. Juni 2008 Taipan Forex Bureau Ltd Postanschrift: P. O. Box 42.909-00.100, Nairobi Telefon: 827378 E-Mail: taipanafricaonline. co. ke Fax: 254-2-229665248676 Physikalische Adresse: Internationale Ankunftsterminal JKIA, Nairobi Datum Lizenziert: 6. Juni 1995 Turm Forex Bureau Ltd Postanschrift: P. O. Box 25934-00100, Nairobi Telefon: 0723434343, 0739270511, 0772372744 E-Mail: nim711hotmail Körperliche Adresse: IampM Bank Tower, Kenyatta Avenue, Nairobi Datum lizenziert: 24. Juli 2012 Handelsbüro De Change Ltd Postanschrift: P. O. Kasten 7080-00300, Nairobi Telefon: 2241107 Email: tradewananchi, tradebdcyahoo Fax: 254-2-317759 Physische Adresse: Cotts Haus, Rathausweg, Transnationale Bank, Nairobi Datum lizenziert: 21. Mai 1999 Travelers Forex Bureau Ltd. Postanschrift: P. O. Box 13580-00800, Nairobi Telefon: 44720456 Telefax: 254-2-443859 Physische Adresse: The Mall, Westlands, Nairobi Datum lizenziert: 7. September 1995 Reisepunkt Forex Bureau Limited Postanschrift: P. O. Kasten 75901-00200, Nairobi Telefon: 827872, 827877 Physische Adresse: Internationale Ankünfte Terminal JKIA, Nairobi Datum lizenziert: 11. Februar 2008 Union Forex Bureau Ltd Postanschrift: P. O. Box 43847-00100, Nairobi Telefon: 444185544483274447618 Email: unionforexhotmail Fax: 254-2-4441855 Physische Adresse: Sarit Center, Westlands, Nairobi Datum lizenziert: 1. Januar 1999 Ventures Forex Exchange Bureau Ltd Postanschrift: P. O. Box 2665-00200, Nairobi Telefon: 0722650195 E-Mail: wanjiru101yahoo Physikalische Adresse: 1st Floor, Bischof Magua Zentrum, entlang Ngong Road, Datum Nairobi Lizenziert: 26. August 2013 Victoria Forex Bureau de Change Ltd Postanschrift: P. O. Box 705-40100, Kisumu Telefon: 057-202562620211342023809 Fax: 254-57-202536 Physikalische Adresse: Sansora Building, Central Square, Kisumu Datum Lizenziert: 1. September 2005 Wallstreet Bureau de Change Ltd Postanschrift: P. O. Box 6841-30100, Eldoret Telefon: 053-2062907 Fax: 254- 53-2062907 Physische Adresse: Bargetuny Plaza, Uganda Straße, Eldoret Datum lizenziert: 8. Januar 1999 Westlands Forex Bureau Ltd Postanschrift: P. O. Box 45746-00100, Nairobi Telefon: 3748786 E-Mail: westforexwananchi Fax: 254-2-3748785 Physische Adresse: Westgate, Westlands, Nairobi Datum lizenziert: 1. November 2003 Yaya Center Exchange Bureau Ltd Postanschrift: P. O. Box 76.302-00.508, Nairobi Telefon: 02-3869097 Fax: 254-2-3870869 Physikalische Adresse: Yaya Centre Nairobi Datum Lizenziert: 6. Juni 1995Foreign Exchange (Forex Bureaus und Geld Transfert) Regulations, 2006 DIE DEVISEN (FOREX Büros und Geldüberweisungs) Anordnung der Vorschriften Teil IImdashLicensing von Forex Bureaus Transaktionen als Forex-Büro ohne Lizenz verboten Anwendungsbedingungen für Bewerbungsmodus Informationen Anwendung und Belege Faktoren bei der Entscheidung zu berücksichtigen, eine Lizenz Antragsgebühren Antragsbearbeitung Ausgabe und Dauer zu gewähren Der Lizenz Erneuerung der Lizenz Teil IIImdashLizenzierung des Geldüberweisungsgeschäfts Transaktion des Geldüberweisungsgeschäfts ohne eine Lizenz verboten Antrag und Erteilung der Lizenz Lizenz - und Antragsgebühren Regelung Gültigkeit und Übertragbarkeit der Lizenz Erneuerung der Lizenz Kaution Kundenrsquo-Fonds getrennt zu halten Teil IVmdashOperational Guidelines Verbot Von Geschäften mit Ausnahme von Kassageschäften Zahlungen und Quittungen Kundenspezifische Aufgaben und Pflichten hinsichtlich der Bereitstellung von Informationen Anzeige von Wechselkursen, Lizenzen usw. Aufzeichnungen und Informationen, die vom Lizenznehmer zu übermitteln sind Datenaktualisierung Einreichung von Renditen Kapitaltransaktionen Befugnisse der Bank von Uganda Bereitstellung Der Informationen Befugnisse der Inspektion, der Einreise, der Recherche und der Untersuchung Befugnis zur Erteilung von Weisungen Allgemeine Anforderungen und Bestimmungen Dienst der Bestellung usw. Rechnungsprüfer Eröffnung und Schließung von Zweigniederlassungen Einzelheiten des Personals des Lizenznehmers Teil VImdasRahmenmaßnahmen und Verwaltungssanktionen Verletzungen und Strafverfahren Haftung der Direktoren, Partner usw. Allgemeine Sanierungsmaßnahmen und Verwaltungssanktionen Aussetzung der Widerruf der Lizenz Wirkung des Widerrufs Verordnung Einsprüche Anti-Geldwäsche und der Bekämpfung der Finanzierung des Terrorismus Ausnahmen Übergangsbestimmungen Aufhebung und Einsparungen ZEITPLAN 1 WÄHRUNG POINT ZEITPLAN 2 FORM A-ANTRAG AUF NEUE BEWERBER FÜR FOREX BUREAU FORM B - BANK BEZUG FOREX BUREAU LIZENZ ZEITPLAN 3 empfohlene Mindest STANDARDS FÜR FOREX Büros und Geldüberweisungsgeschäftsräume ZEITPLAN 4 FORM A ANTRAG AUF VERLÄNGERUNG DER FOREX BUREAU LIZENZ Form b-Antrag auf Verlängerung der Geldüberweisungs ZEITPLAN 5 FORM A - Antrag auf Ausstellung eines Geldüberweisungs LIZENZ FORM B - INFORMATIONSBLATT ZEITPLAN 6 FORM A - Geldüberweisungs (SEND) FORM FORM B - Geldüberweisungs (RECEIVE) FORM ZEITPLAN 7 FORM A - DAILY FOREX BUREAU Geld - und Briefkurs FORM B - WEEKLYMONTHLY RETURN OF SALES (Abflüsse) von Fremdwährungen c bilden - Devisenzuflüssen Form D - Devisenzuflüssen (TRAVELLERrsquoS CHEQUES) FORM E - Devisen ABFLÜSSE ZEITPLAN 8 FORM A-Geldüberweisungs (SEND) WOCHENRÜCK FORM B - Geldüberweisungs (RECEIVE ) WOCHENRÜCK FORM C - Geldüberweisungs (SEND) MONATS RETURN FORM D - Geldüberweisungs (RECEIVE) MONATS Rückkehr GESETZLICHE INSTRUMENTS 2006 Nr 10. Die Foreign Exchange (Forex Bureaus monatlich f - Geldüberweisungs monatlichen Geldüberweisungs RETURN Form e - RETURN FORM (§ 9 Abs. 5, 6 und 18 Abs. 1 und 2 des Devisengesetzes, 2004) in Ausübung der der Bank von Uganda übertragenen Befugnisse nach §§ 9 (5 ), (6) und 18 Abs. 1 und 2 des Devisengesetzes 2004 und in Absprache mit dem Minister werden diese Regelungen am 14. November 2005 abgehalten. Diese Regelungen können als Devisen ( Forex Bureaus und Money Remittance) Regulierungen, 2006. Der Zweck dieser Verordnungen ist es, die Bedingungen für die Lizenzierung und Überwachung von Personen lizenziert, um Geschäfte als Forex-Büro zu tätigen oder tragen Geldüberweisungen Geschäft zu führen Forex Büros und Personen lizenziert, um auf Geldüberweisung zu führen Um die verstärkte Nutzung formeller Geldtransfersysteme durch die Erleichterung von zeitnahen, zugänglichen, kostengünstigen, zuverlässigen und transparenten Devisentransfers und - überweisungen zu fördern und die Transparenz der Überweisungs - und Zahlungsströme zu erhöhen In und außerhalb von Uganda, indem sichergestellt wird, dass die Geldwäschebekämpfung und die Bekämpfung der Finanzierung von Terrorismusmaßnahmen im Forexbüro und im Geldüberweisungsgeschäft beobachtet werden. In diesen Verordnungen, es sei denn, der Kontext nichts anderes requiresmdash ldquoaccountsrdquo bedeutet eine Anzahlung oder Kreditkonto bei einer Bank, wie eine Sicht-, Termin-, Spar - oder Sparbuch Konto ldquoaccount außerhalb Ugandardquo bedeutet ein Konto außerhalb Uganda von einem bestimmten Bewohner Person geöffnet ldquoActrdquo das Devisengesetz bedeutet , 2004 ldquobankrdquo hat die Bedeutung, die ihm im Rahmen der Financial Institutions Act, 2004 ldquobranchrdquo i ncludes eine neue Geschäftsstelle, Währungsstand und Zahlungsort Stand ldquobusinessrdquo bedeutet eine Transaktion über US 20.00 oder den Gegenwert in jeder Währung ldquoBank von Ugandardquo bedeutet Die Bank von Uganda gegründet durch die Bank von Uganda-Gesetz ldquobase countrydquo bedeutet das Heimatland, in dem eine internationale Geldtransfergesellschaft ldquocashrdquo ist ein Mittel der Zahlung wie Münzen, Anmerkungen und andere ähnliche Einzelteile, die von der Bank von Uganda von Zeit zu Zeit spezifiziert werden ldquocurrent receiptsrdquo umfassen Erlöse von den Bewohnern aus dem Export von Waren, Dienstleistungen und Ergebnis auf Arbeit und Kapital ldquocurrency pointrdquo erhalten bedeutet, die einem Währungspunkt zugewiesenen Wert im Anhang 1 dieser Verordnung ldquodesignated resident enterpriserdquo bedeutet eine Person, die eine 1 icence hält i durch die ssued Bank of Uganda in den Aktivitäten zu engagieren in Abschnitt 5 des Gesetzes ldquoforex bureaurdquo oder ldquoforeign Austausch bureaurdquo bedeutet eine Person, die eine Lizenz von der Bank of Uganda ausgestellten an den Aktivitäten in Abschnitt engagieren 5 (2) des Gesetzes ldquoforeign Währung Accountrdquo bedeutet ein Konto in Fremdwährung von einer Person mit einer Bank in Uganda lizenziert unter dem Financial Institutions Act, 2004 ldquoforeign Exchangerdquo beinhaltetMdash Banknoten, Münzen oder elektronische Zahlungen in einer anderen Währung als die Währung von Uganda, die rechtmäßig sind oder waren Ausschreibung außerhalb Finanzinstrumente Uganda in Fremdwährung und das Recht, solche Banknoten oder Münzen bei einem Finanzinstitut in Bezug auf einen Ausgleich erhalten die innerhalb oder außerhalb Uganda ldquoforeign Austausch businessrdquo bedeutet das Geschäft der Kauf, Verkauf, Kreditaufnahme oder Kreditvergabe ausländischer Währung ldquofundsrdquo I deckt ein Guthaben auf einem bei einer Bank oder einem anderen Finanzinstitut geführten Konto ldquointernational Geldtransfer agencydquo bedeutet eine Geldtransfergesellschaft, die eine internationale Lizenz besitzt, die es erlaubt, im Geldüberweisungsgeschäft tätig zu werden. Ldquololiserdquo bedeutet eine Person, die in Übereinstimmung mit diesen Bestimmungen genehmigt wurde Devisengeschäft oder Geldüberweisungsgeschäft ldquomalpracticerdquo transact bedeutet i llegal oder unethisches Verhalten in Devisen oder Finanztransfergeschäft ldquomoney Überweisungs businessrdquo bedeutet das Geschäft des Devisentransfers aus der Annahme von Geldern für den Zweck sie an Personen mit Wohnsitz in Uganda der Übertragung oder ein anderes Land ldquomoney Überweisungs licencerdquo bedeutet eine Lizenz gemäß diesen Verordnungen gewährt dem Inhaber der Lizenz zur Ermächtigung über Geldüberweisungsgeschäft ldquoparent licenseerdquo zu tragen bedeutet eine ausländische oder internationale Geldtransferunternehmen, die in einem fremden Land ldquopaymentrdquo lizenziert bedeutet eine Übertragung von Die zum Zwecke der Abgabe einer Schuld entsteht, die ein Geschenk oder eine Spende abgibt, und die Schaffung eines Gleichgewichts, das bei einem finanziellen ldquopayment für laufende Geschäfte abgezogen werden kann, bedeutet Zahlungen, die nicht für die Zwecke der Kapitalübertragung sind, und schließt ohne Einschränkung alle Zahlungen ein Verbindung mit Handel, Dienstleistungen und kurzfristigen Bank - und Kreditfazilitäten Zahlungen von Zinsen auf Darlehen und Nettoeinkommen aus sonstigen Überweisungen für Familienleben und Spenden, Geschenke und Beiträge an lokale, regionale und internationale Organisationen und Einrichtungen eine natürliche Person, die gewöhnlich ansässig ist Uganda für ein Jahr oder die Regierung von Uganda und ihre diplomatischen Vertretungen außerhalb von Uganda eine Firma, Firma oder Unternehmen, deren Hauptgeschäftsstelle oder Zentrum der Kontrolle und Verwaltung befindet sich in Uganda und einer Zweigniederlassung befindet sich in Uganda, Eines Unternehmens oder eines anderen Unternehmens, dessen Hauptgeschäftssitz außerhalb von Uganda liegt, nicht aber eine ausländische diplomatische Vertretung oder einen akkreditierten Beamten einer solchen Vertretung in Uganda mit Sitz außerhalb Ugandas von Unternehmen, Unternehmen oder Unternehmen umfasst, deren Hauptgeschäftssitz ist Befindet sich außerhalb von Uganda ein Büro einer Organisation mit Sitz in Uganda oder Zweigniederlassungen außerhalb Ugandas von Unternehmen, Unternehmen oder Unternehmen, deren Hauptgeschäftssitz befindet sich in Uganda ldquosecurityrdquo bedeutet eine Aktie, Aktien, Anleihen, Notizen, andere als einen Scheck Oder Reisende Scheck oder eine Schuldverschreibung in der Währung von Uganda oder in Fremdwährung ldquospot Austausch raterdquo bedeutet die Rate, mit der ein Devisentermingeschäft für die Lieferung innerhalb von zwei Werktagen abgeschlossen ist ldquospot transactionrdquo bedeutet eine sofortige over the counter Abwicklung in Uganda und für internationale Zahlungen, bedeutet Abrechnung innerhalb von zwei Tagen ldquotravellers chequerdquo bedeutet eine Urkunde von einer Bank oder einer anderen Institution, die beabsichtigt, um die Person, an die sie ausgegeben wird, um Banknoten oder Münzen in der Währung von Uganda oder Fremdwährung von einer anderen Person zu erhalten Auf den Kredit des Emittenten. Teil IImdashLizenzierung von Forex-Büros Transformieren als Forex-Büro ohne Lizenz verboten Eine Person wird nicht Geschäft als Forex-Büro ohne eine gültige Lizenz von der Bank von Uganda im Rahmen dieser Verordnungen ausgestellt. Eine Person, die die Anforderungen der Regel 6 erfüllt und wünscht, Geschäfte als Forex-Büro zu behandeln, kann bei der Bank von Uganda eine Lizenz zur Durchführung dieses Geschäfts beantragen. Voraussetzungen für die Antragstellung Ein Antragsteller für eine Lizenz nach Regel 4 ist eine Gesellschaft, die nach dem Gesellschaftsgesetz als Gesellschaft mit beschränkter Haftung registriert ist und deren Hauptzweck darin besteht, Devisengeschäfte zu führen, ein Mindestbeteiligungskapital von mindestens einem Tausend Haben einen festen und identifizierbaren Geschäftssitz, der für die Öffentlichkeit zugänglich ist und in jeder Hinsicht für das Geschäft eines Forex-Büros geeignet ist, wenn es sich im Besitz einer Bank befindet, als eine hundertprozentige Tochtergesellschaft eingetragen werden, die den Namen und die vollständige Anschrift einschließlich Telefon enthält Und E-Mail-Adresse des vorgeschlagenen Forex-Büros vorschlagen, Management, Direktoren und Eigentümer, die Personen mit gutem Ruf und Integrität mit den notwendigen Qualifikationen und Kompetenzen erforderlich, um ein Forex-Büro zu führen. Ein Lizenzantrag gemäß Regel 4 wird in zweifacher Ausfertigung gestellt und der Bank von Uganda in Form A gemäß Anlage 2 dieser Regelung vorgelegt. Informationen und Belege Ein Antrag auf Erteilung einer Lizenz zur Ausübung eines Devisenausschusses ist mit folgenden Unterlagen und begleitenden Unterlagen beizufügen: eine Bescheinigung über die Gründung der Antragstellerin und die Satzung, in der die einzelnen Verweisungen über den ordnungsgemäßen und ordnungsgemäßen Status der einzelnen Antragsteller aufgeführt sind S Hasenhalter und vorgeschlagenen Direktoren die Namen und das Curriculum vitae aller Antragsteller vorgeschlagenen Aktionäre und Management - Team Angaben der Antragsteller Banken in Form B in der Anlage 2 zu dieser Regelung eine beglaubigte Kopie der Beschluss des Vorstandes des vorgeschlagenen Forex - Büros Genehmigung der Vorlage des Antrags für einen Zeitraum von sechs Monaten vor der Einreichung von Arbeitserlaubnissen für alle nicht-ugandischen Direktoren und Arbeitnehmer der Geschäfts - und Finanzpläne sowie (j) sonstige Informationen, die die Bank von Uganda an den Antragsteller wenden kann zu Verfügung stellen. Faktoren, die bei der Entscheidung über die Erteilung einer Genehmigung zu berücksichtigen sind Die Bank von Uganda ist bei der Prüfung eines Antrags, der ihr nach Regel 7 unterbreitet wurde, über die finanzielle Lage und die Geschichte des Antragstellers über die Art der sonstigen Geschäfte des Antragstellers nachzukommen, wenn dies beeinträchtigt wird Das Geschäft der Devisen die Kompetenz und die Integrität der Antragsteller vorgeschlagenen Management die Angemessenheit der Antragsteller Kapitalstruktur, Ertrag Perspektiven, Business-und Finanzierungspläne, ob das öffentliche Interesse wird durch die Erteilung der Lizenz für den Antragsteller bedient werden f) die Geschichte Und den Charakter der Antragsteller Aktionäre und vorgeschlagene Management-Team die Eignung der Antragsteller vorgeschlagenen Geschäftsräume und ihre Konformität mit den Mindestanforderungen, die in der Anlage 3 dieser Verordnungen festgelegt sind. (2) Ein Antragsteller, der im Antrag falsche oder irreführende Angaben macht, wird als untauglicher und unsachgemäßer Mensch angesehen und ist ein hinreichender Grund für die Ablehnung des Antrags. Ein Antrag auf eine Devisenbürolizenz wird von einer nicht rückzahlbaren Gebühr von zwanzig Devisenplätzen beglichen, die an die Bank von Uganda zu zahlen sind. Processing of application (1) The Bank of Uganda shall, within a period of three months after the receipt of an application for a forex bureau licence consider and approve or reject the application. The decision of the Bank of Uganda shall be communicated to the applicant within three months after the date of submission of the application. Issuance and duration of licence Where the Bank of Uganda approves an application, the applicant shall, upon the payment of licence fees of fifty currency points be issued with a licence. A forex bureau shall pay an annual licence fee of fifty currency points. No refund of any licence fees paid to the Bank of Uganda shall be made in the event thatmdash a licence is cancelled or revoked or the licensee ceases to carry on business at any time before the expiry of Where a licence is granted, the Bank of Uganda may, in conformity with the Act, add, vary or substitute any condition to the licence. A licence issued or renewed under these Regulations is valid for a period of one year and shall then expire one year after the date of issuance unless it is renewed or revoked by the Bank of Uganda. A licensee shall not transfer or assign the licence. Renewal of licence An application for the renewal of licence of a forex bureau shall be submitted to the Bank of Uganda in Form A specified in Schedule 4 to these Regulations at least one month before the expiry of the licence. The Bank of Uganda may renew a licence wheremdash it is satisfied that the licensee has been operating in conformity with the Act and these Regulations and the licensee has paid the prescribed license fee of fifty currency points and all outstanding fines imposed or levied on the licensee under the Where a person submits an application for renewal of a licence as provided under subregulation (1), it shall not incur any penalty under these Regulations for not having a valid licence during the period commencing from the date of expiry of the licence until the date on which the licence is renewed or the application for renewal refused. Part IIImdashLicensing of Money remittance business Transacting money remittance business without a licence prohibited (1) A person shall not carry on or advertise that it carries on money remittance business without a valid money remittance licence issued under these Regulations. A person who satisfies the requirements of regulation 15 and wishes to carry on money remittance business may apply to Bank of Uganda for a licence to carry on that business. Application for and grant of licence (1) An applicant for a money remittance licence shall be locally incorporated in Uganda as a company limited by shares. A person who desires to obtain a money remittance licence shall submit an application to the Bank of Uganda as set out in Form A in schedule 5 to these Regulations, together with an Information sheet as set out in Form B in schedule 5 to these Regulations, specifying the class of licence being applied for and shall furnish the Bank of Uganda with any other information that the Bank of Uganda may require. A licence issued under the Act and these Regulations may bemdash Class AmdashInternational Money Transfer Agency Licence Class BmdashForex Bureau and Money Remittance Licence Class CmdashDirect Entrants Licence or Class DmdashSub - Agency Licence. In considering an application under subsection (2), the Bank of Uganda may require to be satisfied as to the following licensing criteriamdash For a Class AmdashInternational Money Transfer Agency Licence, that the a clear licence to operate in the base country a good track record of conducting money remittance business a recommendation from the regulatory authority in the base a minimum paid - up share capital of two thousand and five hundred currency points the ability to comply with all applicable anti-money laundering and combating of financing of terrorism standards and measures acceptable Agency Agreements a well spelt-out mode of money remittance that is formal, reliable and transparent an acceptable operational manual for a Class B - Forex Bureau Remittances Licence that the applicant a proven track record of licensed forex bureau operations for a period of two years a minimum paid-up share capital of two thousand and five hundred currency points shareholders, directors and officers who are fit and proper persons for purposes of money remittances the ability to comply with all applicable anti-money laundering and combating of financing of terrorism standards and measures separate counters and staff dedicated to the money remittance an acceptable operational manual whether the public interest will be served by the granting of the for a Class CmdashDirect Entrants Licencemdash the financial condition and history of the applicant that the applicant has a minimum paid-up share capital of two thousand and five hundred currency points the nature of the business of the applicant the competence and integrity of the applicant and its management the adequacy of the applicantrsquos business and financial plans and whether the shareholders, directors and officers of the applicant are fit and proper persons for purposes of transacting money remittance business the geographical locations and branch distribution network of the proposed business the ability to comply with all applicable anti-money laundering and combating of the financing of terrorism standards and measures whether the public interest will be served by the granting of the for a Class DmdashSub-Agentrsquos Licencemdash the financial condition and history of the applicant that the applicant has a minimum paid-up share capital of two thousand and five hundred currency points the nature of the business of the applicant and its management the competence and integrity of the applicant and its management the adequacy of the applicantrsquos business and financial plans and whether the shareholders, directors and officers of the applicant are fit and proper persons for purposes of transacting remittances business the geographical locations and branch distribution network of the proposed business (premises) the applicantrsquos ability to comply with all applicable anti-money laundering and combating of the financing of terrorism standards and measures evidence of acceptable Agency Agreements with its principal whether public the interest will be served by the granting of the The applicant shall ensure that there are no factors, such as unavailability or inadequacy of information and lack of transparency, which maymdash hinder the conduct of investigations by the Bank of Uganda after the submission of its application or inhibit effective supervision of the licensee by the Bank of Uganda after the issuance of a money remittance licence. The Bank of Uganda shall, within three months after receipt of a complete application for a money remittance licence, consider the application and prepare a detailed report in respect of the application indicating the decision of the Bank of Uganda tomdash grant the licence, if it is satisfied that the application fulfils the requirements of the Act and these Regulations grant the licence, subject to the fulfilment of certain conditions that the Bank of Uganda deem necessary refuse to grant the licence, stating the reasons for the refusal that shall be stated in the notice of the decision or letter of refusal to the applicant. The Bank of Uganda may at any time vary or revoke any of the existing conditions of a licence or impose new conditions. Licence and application fees Every licensee shall pay a licence fee of fifty currency points. The Bank of Uganda may prescribe different licence fees in respect of different classes or categories of licensees. The licence fees shall be paid in such manner as may be specified by the Bank of Uganda. No refund of any licence fees paid to the Bank of Uganda shall be made in the event thatmdash a licence is cancelled or revoked or the licensee ceases to carry on business before the expiry of the licence. An additional fee of fifty currency points shall be payable by a licensee for each of its branches. Validity and Transferability of licence A licence shall be valid for a period of twelve months from the date of its issue and may be renewed for a similar period. A licence issued under these Regulations shall not be transferable or assignable. Renewal of licence An application for renewal of a money remittance licence shall be submitted to the Bank of Uganda in Form B specified in Schedule 4 to these Regulations at least one month before the expiry of the licence. Where a person submits an application for the renewal of its licence as provided for under subregulation (1) of these Regulations it shall not incur any penalty under these Regulations for not possessing a valid licence during the period commencing from the date of expiry of the licence until the date on which the licence is renewed or the application is refused. Security deposit Every person who is granted a money remittance licence shall deposit with the Bank of Uganda an initial sum of two thousand and five hundred currency points and thereafter such other sum as may, at any time depending on the licenseersquos volume of business, be prescribed by the Bank of Uganda, to be held as security for the due performance of its obligations to those persons who deposit or will deposit moneys with it for remittance purposes. The deposit referred to in subregulation (1) shall be in cash and shall be invested in such manner as the Bank of Uganda may approve. Where a licensee ceases to carry on money remittance business, it shall be lawful for the Bank of Uganda to deduct from the deposit an amount of money required to pay any sums lawfully and rightfully claimed by the customers of the licensee who had given money to the licensee for remittance purposes. The Bank of Uganda shall, upon being satisfied that there are no outstanding claims by the customers of the licensee release the deposit or the balance of the deposit, as the case may be, to the licensee. Customersrsquo funds to be kept separately Every licensee who carries on money remittance business shall maintain a foreign currency account in the name of the licensee at a commercial bank in Uganda with the words lsquo lsquo customersrsquo accountrdquo added to the title of the account. A licensee carrying on money remittance business shall pay into the account referred to in subregulation (1), all moneys that are received from its customers for remittance purposes not later than the next bank business day following the day on which the moneys were received by it. No money shall b e withdrawn from a customersrsquo account exceptmdash money that has been paid into the account by the licensee for the purposes of opening or maintaining the account money properly required for a payment to or on behalf of a customer money properly required for payment of the charges for rendering services to a customer and the customer has been notified that any money held for him or her will be applied towards or in satisfaction of such fees and charges. No money, other than money which a licensee has paid into a customersrsquo account for the purposes of opening the account and money required by subregulation (2) to be paid i nto a customersrsquo account of a 1 icensee shall b e paid i nto such an account. It shall be the duty of a licensee i nto whose customersrsquo account any money has been paid in contravention of subregulation (4) to withdraw the money wrongly paid into the account without delay, upon discovery of the mistake. The money i n a customersrsquo account maintained by a 1 icensee at a bank is not liable to be attached, sequested or levied upon for or in respect of any debt of the licensee or any claim whatsoever against the licensee, and if the licensee is adjudicated a bankrupt or, being a company, is declared insolvent or is wound up by an order of the court, the money i n the customersrsquo account shall n ot form part of the property of the licensee. Part IVmdashOperational Guidelines Prohibition of dealings other than spot transactions A forex bureau shall, in carrying out the business of a forex bureau, engage only in spot transactions, and in particular, no officer or staff member of a forex bureau shallmdash deposit or accept Uganda shillings with intent to obtain or supply the foreign currency equivalent either wholly or in part at a future date deposit or accept foreign currency with intent to obtain or supply the Uganda shillings equivalent of it either wholly or in part at a future date without reasonable cause, refuse to sell foreign currency to any customer if the foreign currency is available fail or refuse to issue an accurate official receipt to cover any purchase or sale of foreign currency or issue any official forex bureau receipt for a purpose other than to cover an actual purchase or sale of foreign exchange. Payments and receipts A person who wishes to sell foreign exchange to any person licensed to transact as a forex bureau under the Act may do so and shall obtain a Bank of Uganda official receipt or any other receipt approved by the Bank of Uganda in respect of the transaction, clearly indicating the source of funds. A person who wishes to purchase foreign exchange from a person licensed to transact as forex bureau under this Act may do so and shall obtain an official receipt in respect of the transaction, indicating the purpose for which the funds are purchased. Customersrsquo duties and obligations as to the provision of information A person licensed to transact as a forex bureau under these Regulations may request any information from a customer if it is considered necessary for the performance of 1 icenseersquos duties under these Regulations or any guidelines i ssued by the Bank of Uganda. The customer shall provide to the forex bureau, information on the source or purpose of the foreign exchange transacted. The customer shall ensure that the source or purpose of funds indicated on the official Bank of Uganda receipt is correctly and accurately stated. Notwithstanding subregulation (1) (2) and (3) a forex bureau shall promptly report any suspicious transaction to the Bank of Uganda and to a law enforcement authority. A customer shall always demand for, and obtain an official Bank of Uganda receipt or any other receipt approved by the Bank of Uganda for every foreign exchange related transaction. Display of exchange rates, licence, etc A person licensed to transact, as a forex bureau shall display prominently, its current buying and selling exchange rates of foreign currency including all commissions and charges associated with each transaction. A person licensed to transact as a forex bureau under these Regulations shall prominently display, at all times, in a conspicuous place on its premises, a notice informing its customers that they are entitled to be issued with a receipt for any purchase or sale of foreign currency made by them. A licensee shall display to the public, at its premises, a valid licence issued by the Bank of Uganda. A licensed dealer may set exchange rates in all transactions with customers and between themselves in accordance with the prevailing market conditions and other bilateral agreements between the operators. All correspondences, registers, books and financial statements and accounts relating to the operations of the forex bureau shall b e kept at the bureaursquos premises. A person licensed to transact money remittance business shall quote the charges it levies for rendering its services and shall prominently display the quotation in the premises where it is licensed to conduct business. A person licensed to transact money remittance business shall conduct its business in premises that comply with the Minimum Standards for Money Remittance Licenseersquos Premises stipulated i n Schedule 3 to these Regulations. A licensee shall issue an official receipt for every transaction it concludes. Records and information to be furnished by licensee Every licensee shall maintain complete records of all its transactions in such books, accounts, records and registers as the Bank of Uganda may from time to time specify and shall produce those books, accounts, records and registers to the Bank of Uganda as may be directed by the Bank of Uganda. Every licensee shall retain such books, accounts, records and registers for a period of five years after the day on which the transaction takes place. A person licensed under these Regulations to transact in money remittance business shall issue to its customers a Money Remittance (Send) Form specified in Form A of Schedule 6 to these Regulations and a Money Remittance (Receive) Form specified in Form B of Schedule 6 to these Regulations whenever it sends or receives monies for or on behalf of its customers. Update of information Every licensee under the Act shall submit to the Bank of Uganda an updated Information Sheet as set out in the Form B specified in Schedule 5 to these Regulations. Submission of returns Every person licensed to transact as a forex bureau under these Regulations shall submit in the format specified in Schedule 7 to these Regulations, the following returns to the Bank of Ugandamdash a daily return on its exchange rates as set out in Form A in Schedule 7 to these Regulations, quoted not 1 ater than ten orsquoclock i n the morning on the day of reporting a summary of weeklymonthly returns of sales of foreign currencies (outflows), as set out in Form P specified in Schedule 7 to these Regulations not later than three orsquo clock in the afternoon of every first business day of the following week a summary of monthlyweekly returns of purchases of foreign currencies (inflows) transactions for forex bureaus as set out in Form R specified in Schedule 7 to these Regulations not later than five working days after the end of the month for which the return is being made and any other returns, including foreign exchange inflows-form R specified in Forms C and D and Foreign Exchange outflows-form P specified in Form E in Schedule 7 to these Regulations as may be required by the Bank of Uganda from time to time. Receipts and payments above US5,000 or the equivalent in any other foreign currency, shall be notified to the Bank of Uganda immediately, and in any case, not later than the following day after receipt or payment. A person licensed to carry on money remittance business under these Regulations shall submit to the Bank of Uganda the following returns, not later than five working days after the end of the month or week for which the returns are being mademdash a Money Remittance (Send) Weekly Return in Form A specified in Schedule 8 to these Regulations a Money Remittance (Receive) Weekly Return in Form B specified in Schedule 8 to these Regulations a Money Remittance (Send) Monthly Return in Form C specified in Schedule 8 to these Regulations a Money Remittance (Receive) Monthly Return in Form D specified in Schedule 8 to these Regulations a summary of Monthly Transactions (Money Remittance) in the Forms E and F specified in Schedule 8 to these Regulations. Every licensee shall submit to Bank of Uganda its audited accounts, within three months after the expiry of its financial year. Capital transactions Every licensee shall submit to the Bank of Uganda all reports of capital flows arising from any transactions including overseas investment, ownership of shares of foreign companies and dividends from such investments must be submitted to Bank of Uganda. All inflows and outflows under this regulation shall be received through banks, documented and advised to the Bank of Uganda in the prescribed format. A bank may receive funds denominated in foreign currency on behalf of their customers in accordance with a loan contract and a copy of the loan agreement and disbursement schedule, where applicable shall be submitted to Bank of Uganda for registration at the time of receipt of the funds. A bank may transfer funds in accordance with the loan contract and repayment schedule on behalf of a customer against a duly completed form in the format prescribed by Bank of Uganda. Part VmdashGeneral Provisions Powers of the Bank of Uganda (1) The Governor may under the powers conferred upon him or her under the Act, stop or suspend any payments to or from Uganda, if the Government has reason to suspect that a crime has been or is about to be committed. The Governor may require a Bank or a forex bureau to obtain prior permission from the Government before executing any foreign exchange deal if it has reason to believe that any part of the Act or these Regulations will be contravened by the transaction. Provision of information The Bank of Uganda may, by notice in writing, require a licensee or a resident of Uganda or any person to provide information to the Bank of Uganda or to any person authorised by it, in such manner and form as may be specified by the Bank of Uganda for purposes of detecting evasion or securing compliance with the Act. The information required under subregulation (1) may, with the authority of the Governor, be submitted in paper or electronic format. The information requested by the Bank of Uganda may be used for investigative purposes or tabulation of any data required for any purpose, including compilation of balance of payments and other pertinent issues. The Bank of Uganda may delegate any of its officer(s) to obtain any information from any licensee. Powers of inspection, entry, search and investigation The Bank of Uganda or any officer authorised by the Bank, may, at any time cause an inspection to be made of the premises of the licensee and the books of accounts or records on those premises for the purpose of ascertaining whether a contravention of these Regulations is being or has been committed. It is the duty of every officer or staff of a licensee to produce, within a reasonable time, to the officer making an inspection under subregulation (1) of all such books, accounts and other documents in the custody of the licensee and to furnish that officer with such statements or information relating to the affairs of the licensee as that officer may require. A licensee who fails to produce books, accounts, records, documents, correspondence, statements or other specified information shall have his or her licence to carry on foreign exchange business or money remittance business under this Act suspended immediately. The Bank of Uganda or any officer of the Bank of Uganda duly authorised by the Bank to act on its behalf may, at any time, enter any premises where a licensee is carrying on business, or any premises where it is reasonably suspected that any business is being carried on in contravention of these Regulations. Power to issue directives The Bank of Uganda after an inspection or investigation under regulation 31, may require a licensee to take any action or to do any act or thing in relation to the licenseersquos b usiness a s the Bank of Uganda may consider n ecessary. General requirements and provisions (1) A licensee shall not close any of its places of business without the written permission of the Bank of Uganda. A licensee shall seek the approval of Bank of Uganda, in writing, for any changes in name, ownership, directorship, management and location of the business of the licensee. The management and staff of a licensee shall ensure that all transactions are done and maintained in the strictest confidence. It is the duty of the licensee to cross check and satisfy itself that notes exchanged are legal tender and a transaction is deemed to be concluded at the counter. A licensee shall seize all counterfeit notes and other instruments presented by a customer and the customer shall be issued with a receipt indicating the serial number of the counterfeit notes and the counterfeit notes or instruments shall be submitted to the Bank of Uganda and under no circumstances should the forged items be returned to the customer. Where the customer refuses to surrender counterfeit notes, the licensee shall notify the police. A person aggrieved by any decision made under this regulation may report to the Bank of Uganda. Service of order, etc An order or notice required or authorised by the Act and these Regulations to be served on to any person may bemdash delivered to that person left at the place of residence or business of that person or sent by registered post to the last known address of that person. Auditors Every licensee shall, at its own expense, appoint an auditor to carry out an annual audit of the transactions in its licensed business. The Bank of Uganda may require an auditor appointed under subregulation (1)mdash to submit to the Bank of Uganda such information as it may require in relation to the audit carried out by the auditor to enlarge or extend the scope of an audit of the business and affairs of the licensee and to submit a report of the auditorrsquos audit to Bank of Uganda to carry out any examination or establish any procedure in any particular to submit a report to the Bank of Uganda on any matter referred to in paragraphs (b) and (c). The licensee is responsible for the remuneration of the auditor for the services referred to in subregulation (2). Opening and closing of branches (1) A licensee shall not open a new place of business or branch in Uganda without the written approval of the Bank of Uganda. A licensee intending to open up a branch shall apply to the Bank of Uganda for permission to so do. The Bank of Uganda shall before granting any approval under this regulation in respect of opening a branch, satisfy itself thatmdash the licensee is financially sound the management of the parent licensee is fit and proper the proposed management and staff of the branch are fit and proper the capital structure and earning prospects, business and financial plans of the licensee are adequate the public interest will be served by the opening of a new place of business in that location the branch will enhance the operations and performance of the licensee the monthly turn over of the parent licensee is at least US 500,000 for the past six months. The Bank of Uganda may, in granting its approval under subregulation (1), impose such other conditions as it thinks fit. Particulars of staff of licensee The proprietor of a licensee shall, before commencement of business by the licensee, provide the Bank of Uganda with the names, addresses, designation, brief resume and passport size photographs of the members of staff of the licensee. Part VImdashRemedial Measures And Administrative Sanctions Offences and penalties (1) A person whomdash transacts business as a forex bureau contrary to the Act and these deals in money remittance business contrary to the Act and there fails to apply for renewal of a licence within the time limit specified in regulations 13(1) and 18(1) without a valid reason in connection with an application for or renewal of a licence issued under these Regulations, willfully makes a statement which is false or misleading in a material particular, knowing it to be false or misleading, or wilfully omits to state any matter or thing without which the application is misleading in a material respect transfers or assigns a licence issued under these Regulations without the approval of the Bank of Uganda opens or closes a branch without the approval of the Bank of Uganda refuses or neglects to submit any information or surrender any document required under these Regulations fails to maintain customersrsquo funds in a separate account as required by fails to submit the required daily, weekly and monthly returns as specified in these Regulations (j) breaches any of the conditions attached to a licence (k) fails to keep and maintain proper records fails to display the licence issued under the Act and these Regulations, commits an offence and is liable, on conviction, to a fine of two hundred currency points or to imprisonment for a term not exceeding two years, and if the offence is a continuing one to a further fine not exceeding five currency points for each day during which the offence continued. Liability of directors, partners, etc (1) Where an offence under these Regulations is committed by a body corporate, any person who at the time of the commission of the offence was a director, secretary, manager or other officer of the company or who was purporting to act in any such capacity shall be liable to be proceeded against and penalised accordingly unless he or she provesmdash that the offence was committed without his or her consent or that he or she exercised such diligence to prevent the commission of the offence, as he ought to have exercised, having regard to the nature of functions in that capacity and to all the circumstances. Any person who would have been guilty of an offence if anything had been done or omitted to be done by him or her personally is guilty of that offence and is liable to the same penalty if that thing had been done or omitted to be done by his or her partner, agent or employee in the course of his or her partnership business or in the course of his employment, as the case may be, unless he or she provesmdash that the offence was committed without his or her knowledge or that he or she took all reasonable precautions to prevent the doing of or omission to do such a thing. Nothing is subregulation (2) shall relieve any partner, agent or employee from any liability for an offence. General remedial measures and administrative sanctions The Bank of Uganda may impose any or all of the remedial measures and administrative sanctions with regard to a licensee who is not in compliance with these Regulations. The administrative sanctions referred to in subsection (1) may include but are not limited tomdash caution for any one-time offender cash penalties for second time offenders warning for third-time offenders suspension of licence and revocation of licence. Suspension of revocation of licence The Bank of Uganda may suspend or revoke a licence issued under these Regulations in any of the following circumstancesmdash if it has reasonable cause to believe that a licensee has infringed the provisions of the Act or these Regulations if the licensee has, subsequent to issuance of a licence, ceased to qualify for the licence if there is failure by the licensee to commence business within three months after the date of issuance of the licence without any valid reason or communication to the Bank of Uganda if there is a change of name, ownership, directorship, management and location of business of the licensee, without the approval of the Bank of Uganda if the licensee fails to pay fees, fines and other penalties under the Act and these Regulations failure to reconstitute a full company for a period of over six months in case of death, expulsion, or vacation by any shareholder, where the remaining shareholders of the licensee are less than two the conviction of a majority shareholder of any financial fraud or any involvement in business malpractice including money laundering failure, neglect or refusal to provide information and returns to the Bank (j) any involvement in any activity other than one stipulated in the licence (k) knowingly providing incorrect information and returns to the Bank of Uganda where a licensee remains closed for a period of one month or more without notifying the Bank of Uganda (m) where a licensee makes losses for three consecutive years without offering a valid reason for the loss (n) where one or more of the shareholders of the licensee is declared bankrupt or is placed under receivership or (o) if a licensee fails to comply with a notice given under these Regulations and the Bank of Uganda is not satisfied with the cause for nonshycompliance. Except where circumstances render it impossible to do so, before the Bank of Uganda suspends or revokes a licence or imposes further restrictions in respect of a licence, it shall give the holder of the licence fourteen days to show cause why the proposed action should not be taken. (1) Where an order of revocation becomes effective, the licensee concerned shall cease to carry on the licensed business. Subsection (1) shall not prejudice the enforcement by any person of any right or claim against the licensee concerned or by the licensee concerned of any right or claim against any person arising out of or concerning any matter or thing done prior to the revocation of the licence. (1) A licensee who is aggrieved by the decision of the Bank of Uganda under the Act and regulations 11(1), 15(6) and (7) and 41 of these Regulations may appeal to the High Court and the High Court may confirm or set aside the decision. An appeal shall be made to the High Court within thirty days after the licensee is notified of the decision of the Bank of Uganda. On appeal to the Hight Court under this regulation, the question for determination by the High Court shall be whether, for the reasons stated by the appellant, the decision appealed against was unlawful or not justified by the evidence on which it was based. Where the High Court sets aside a decision of the Bank of Uganda under subregulation (1), the High Court shall direct the Bank of Uganda to reconsider its decision. Anti-money laundering and the combating of the financing of terrorism A licensee shall in conducting the licensed business, fully comply with all applicable anti-money laundering and combating of the financing of terrorism laws, regulations and guidelines. Exemptions These Regulations do not apply to a bank licensed under the Financial Institutions Act, 2004 to conduct financial institution business in Uganda. The Bank of Uganda may, by notice in the Gazette, exempt any person or category or persons from any provision of these Regulations. Transitional provisions Any person who, at the commencement of these Regulations, was licensed under a different law to transact or engage in money transfers shall be deemed to have been licensed under these Regulations, except that that person shall, within ninety days after the coming into force of these Regulations, submit to the Bank of Uganda its existing licence for review and re-classification in accordance with the provisions of the Act and these Regulations. (1) The Exchange Control (Forex Bureau) Order, 1991, is revoked. Notwithstanding the repeal by subregulation (1), all instruments, instructions, licences, orders and decisions made under the repealed Order, shall, in so far as they are consistent with these Regulations, remain valid and binding and shall be deemed to have been made under the Act. Upon the coming into force of these Regulations, any reference to the revoked Order in any enactment immediately before the commencement of these Regulations shall be construed as a reference to these Regulations. One currency point is equivalent to twenty thousand shillings. We the undersigned, hereby declare that the above statements are true and correct and also agree to operate in accordance with the Foreign Exchange Act, 2004 and the Foreign Exchange (Forex Bureau and Money Remittance) Regulations, 2005 and any other regulations and guidelines governing the operation of forex bureaus, if granted a licence. We further declare that we are not undischarged bankrupts and we have never been convicted of fraud or embezzlement and agree to provide to the Bank of Uganda the bank statement of our accounts for two years to date. Please attach the following: Detailed curriculum vitae for each of the shareholders and the proposed directors. Bank statements of each of the shareholders for a period of 2 (two) years to date. All information provided on this form will be treated as confidential. The Bank will not process an application not duly completed. CONFIDENTIAL (FORM: No. FXCR) Passport Size Photograph BANK REFERENCE FOR FOREX BUREAU LICENCE APPLICANT To. Bank Limited (Please complete the following form and return it to the Director TEDD, Bank of Uganda) Name of applicant. Account title amp name. This part must be completed by the applicantrsquos bankers Type of account. When was the account opened Day. Month To your best assessment, how would you describe the performance of the customerrsquos account. Nature of customerrsquos business. Does customer have overdraft facilities. Does customer have a loan. How does heshe meet the loan service obligation. Comment on applicantrsquos conduct ad integrity in financial matters Do you have any other information you consider useful to us in evaluating your account holder NAME OF ACCOUNTS MANAGER. Please attach bank statements for the last 6 months. Please note that Bank of Uganda is legally authorised to obtain this information. Regulations 9(g) and 24 (7) RECOMMENDED MINIMUM STANDARDS FOR FOREX BUREAUS AND MONEY REMITTANCE BUSINESS PREMISES A standard licensee should occupy an area not less than 4m x 6m. In our view this is enough to accommodate the recommended set up as below: Set up Front Office - includes the reception area. This can also accommodate the internal security guard(s), where applicable. Counters: A minimum of two counters: one purchases and one sales, in the following designs: Built up: Dully constructed to include serving desk cashierrsquos cabin ad serving window. The material may vary according to the bureaursquos financial abilities and taste Not Built up Where a bureau does not construct the standard counter but opts for the desk type counter. This design is only recommended for: Licensee located in hotel, at the airport, recreational centers and such other places where a personal touch with the customers is very necessary. Enough to accommodate the managerrsquos desk ad safe. Accessibility to the Public Licensee premises should preferably be located on the ground floor. Exceptions would be in highly organised locations e. g. hotels, airport, and recreational centers. Entrance should not be concealed for easy access. Security It may not be possible to determine the overall security of the location, but the premises should have sufficient security to ensure the safety of the customers and the assets of the business operations. Premises should be strong and entranceexit must be re-enforced with burglar proofing. Blinds or tinted glass should be used to conceal bureau activity from the public. Notwithstanding the above, consideration should be made of single unit structures which can comfortably accommodate bureau in a highly organised location e. g. airport, hotels, post office etc. In this arrangement, the bureau need not construct demarcations for the manager ad cashiersrsquo offices. However - the premises should occupy an area of at least 4m x 6 m. the premises should be generally adequate and suitable for bureau business located within a reasonably secure environment. the licensee shares the general security provided by the facility within which it is located. customers are served through a window separating the cashiers from the customers. provision is made for a managerrsquos desk, safe ad cashiersrsquo counters. walls are constructed with tinted, bulletproof glass material. Mandatory fittings Safe. Rates display board. Display of license or authority to operate. Regulation 13 (1) APPLICATION FOR RENEWAL OF FOREX BUREAU LICENCE To be filled by the company applying for renewal of licence and submitted in a sealed envelope to the Director, Trade amp External Debt Department, Bank of Uganda. Full name of applicant (block capitals). Postal address of applicant (block capital) Full name(s) ad address of applicantrsquos bakers (block ( capital) Location of proposed forex bureau district (b) citytown plot no. and street Certificate of registration no. Full name(s) and address (es) of director(s)partnersproprietor Declaration I, the undersigned, hereby declare that the above statements are true and correct and also agree to operate the foreign exchange bureaumoney transfer services in accordance with the Foreign Exchange Act 2004, the Foreign Exchange (Forex Bureau and Money Remittance Regulations, 2005 and any other written law governing the operation of forex bureau money remittance business in Uganda. I further declare that I am not an undischarged bankrupt person and that I have never been convicted for fraud or embezzlement. Witnessrsquos s ignature. Name and address of witness. Note: Attach copy of certificate of registration. All information provided on this form will be treated as confidential and will only be used for the processing of this application. APPLICATION FOR RENEWAL OF MONEY REMITTANCE LICENCE To be filled by the company applying for renewal of licence and submitted in a sealed envelope to the Director, Trade amp External Debt Department, Bank of Uganda. Full name of applicant (block capitals) Postal address of applicant (block capital) Full name(s) ad address of applicantrsquos bakers (block ( capital) Location of proposed money remittance company district. (b) citytown plot no. and street. other information on location (if any) Certificate of Registration No. Full name(s) and address(es) of director(s)partnersproprietor Declaration I, the undersigned, hereby declare that the above statements are true and also agree to operate the Money Remittance Business in accordance with the Foreign Exchange Act 2004, and the Foreign Exchange (Forex Bureau and Money Remittance) Regulations, 2005 and any other written law governing the operation of money remittance business in Uganda. I further declare that I am not an undischarged bankrupt person and that I have never been convicted for fraud or embezzlement. Witnessrsquos s ignature. Name and address of witness. Note: Attach copy of certificate of registration. All information provided in this form will be treated as confidential and will only be used for the processing of this application. SCHEDULE5 FORM A Regulation 15 (2) APPLICATION FOR ISSUE OF A MONEY REMITTANCE LICENCE (To be submitted in duplicate) I, the undersigned, acting as principalpromoterin the capacity as duly authorised agent on behalf of, a company limited by shares and incorporated under the Companies Act, Cap. 1 10 Laws of Uganda ( ldquothe principalrdquo), hereby apply for i ssue of a licence in terms of section 9(6) of the Foreign Exchange Act, 2004 to carry on the money remittance business under Class pursuant to regulations 15(2)-(4) of the Foreign Exchange (Forex Bureau and Money Remittance) Regulations, 2005. I submit herewith the information and documentation specified in regulation 5(4) of the Foreign Exchange (Forex Bureau and Money Remittance) Regulations, 2005. Applicant39 addresstel. Principal39 addresstel. Certification and Undertaking I, the undersigned. hereby certify that all information contained in and accompanying this application is complete and accurate to the best of my knowledge and belief. undertake to immediately notify the Bank of Uganda, of any material change in the particulars of this application. Sworn at. this. day of. 200. Signature ofDeponent Principal PromoterAgent Deponent understands the contents of this declaration. Commissioner for Oaths Regulation 15(2) and 26 Name: Former name(s) if any by which the applicant has been known: Any name the applicant proposes to use for purposes of or in connection with any business carried on by it, including any name the applicant is or will be obliged to disclose in connection with any business carried on by it by virtue of the Business Names Registration Act, Cap. 1 09. Principal business activities: Headmain office: Address: Telephone No: Telefax No: Branches: Address: Date approved and date opened Subsidiaries amp Affiliates: Name and type of business Amount of shares held of shares held to total Name: Designation Present Term No. of years as Name and purpose of committee(s): Name of members: Name: Position: No. ofyears as officer Name Country of Residence Paid up Capital other shareholders owing 1 ess than 5 (Number ) Organisation Profile: Organisation Chart - Attach one indicating major departments or divisions with names, positions and titles of officers heading each department or division. Functions - Attach a list of functions or responsibilities for each department or division listed in the organisation chart indicating the number of personnel or staff for each. Qualifications of shareholders, directors and officers. Annex Personal Declaration Form of each shareholder, director and officer and an Information Sheet for each corporate shareholder. Powers and Purposesmdashattach the latest copies of the Memorandum and Articles of Association if not previously submitted to the Bank of Uganda. Shareholding in any other companies: Name ofcompany Shares owned of Amount Number Capital QUESTIONNAIRE (FOR APPLICANTS ONLY) Name(s) and address (es) of the applicantrsquos bankers within the last 1 0 years. (Please also indicate the applicantrsquos principal bankers) Name and address of the applicantrsquos e xtemal auditors Does the applicant hold, or has it ever held, any authority from a supervisory body to carry on any business activity in Uganda or elsewhere If so, give particulars. If any such authority has been revoked, give particulars. Has the applicant ever applied for any authority from a supervisory body to carry on any business in Uganda or elsewhere other than the authority mentioned in answer to question 13 If so, give particulars. If any such application was for any reason refused or withdrawn after it was made, give particulars 15 Has the applicant or any company in the same group within the last 10 years failed to satisfy a judgement debt under a court in Uganda or elsewhere within a year of the making of the order If s o, give particulars. Has the applicant or any company in the same group made any compromise or arrangement with its creditors within the last 10 years or otherwise failed to satisfy its creditors in full If so, give particulars Has a receiver or an administrative receiver of any property of the applicant or any company in the same group been appointed in Uganda or has a substantial equivalent of any such person been appointed in any other jurisdiction, in the last 10 years If so, Has a petition been served in Uganda for an administrative order in relation to the applicant or company in the same group, or has the substantial equivalent of such a petition been served in any other jurisdiction, in the last 10 years If so, give particulars Has a notice of resolution for the voluntary liquidation of the applicant or any company in the same group been given in Uganda, or has the substantial equivalent of such a petition been served in any other jurisdiction, in the last 10 years If so, give particulars Has a petition been served in Uganda for the compulsory liquidation of the applicant institution or any company in the same group, or has the substantial equivalent of such a petition been served in any other jurisdiction, in the last 10 years. If so, give particulars State whether the applicant company has ever been under any criminal investigation, prosecution disciplinary action(s), public criticism or trade sanctions in connection with banking and financial services in Uganda or elsewhere. Are there any material matters in dispute between the applicant institution and the Uganda Revenue Authority or any equivalent taxation authority in any other jurisdiction If s o, g ive particulars. Is the applicant or any company in the same group engaged, or does it expect to be engaged, in Uganda or elsewhere in any litigation, which may have a material effect on the resources of the institution If so, give particulars. Is the applicant company engaged, or does it expect to be engaged, in any business relationship with any of its (prospective) directors, officers or managers If so, give particulars. Is the business of the applicant directors, officers or managers or of companies in the same group guaranteed or otherwise underwritten or secured, or expected to be guaranteed or underwritten or secured, by the applicant company If so, give particulars. Please provide any other information, which may assist the Bank of Uganda in reaching a decision on the We certify that we have read sections 11 and 16(b) of the Foreign Exchange Act, 2004. We are aware that it is an offence under the terms of sections 17(1)(e) of the Act to knowingly or recklessly to provide to the Bank of Uganda or any other person any information which is false or misleading in a material particular in connection with the application for a licence under the Act or otherwise. We, certify that all the information contained in and accompanying this form is complete and accurate to the best of our knowledge, information and belief and that there are no other facts relevant to this application of which the Bank of Uganda should be aware. We undertake to inform the Bank of Uganda of any material changes to the application which arise while the Bank of Uganda is considering the application. We recognise the (applicant) companyrsquos obligation under sections 11 of the Foreign Exchange Act, 2004 and regulations 25 and 26 of the Foreign Exchange (Forex Bureau and Money Remittance) Regulations, 2005 to provide the Bank of Uganda with any information in its possession relevant to the exercise by the Bank of Uganda of its functions under the Foreign Exchange Act, 2004 in relation to the licensee. Consistent with this obligation, we undertake, in accordance with regulation 26 of the Foreign Exchange (Forex Bureau and Money Remittance) Regulations, 2005 that, in the event that the applicant is granted a licence under the Act, we shall notify the Bank of Uganda of any material changes to, or affecting the completeness or accuracy of, the answers to the questions above as soon as possible, but in any event no later than 21 days from the day that the changes come to our attention. Sworn at Kampala this. day of Name Position held Name Position held Deponent understand the contents of this declaration. Commissioner for Oaths SCHEDULE 6 FORMA Currency HoldingsWithdwals e. g. from savings Exports of Goods Gold Exports (non-monetary gold) Repairs on goods Goods procured in ports by carriers Goods for processing Coffee and other Exports income Receipts Interest received on External assets Dividendsprofits received WagesSalaries Service Receipts Transportation (a1) Freight (a2) Passenger (a3) Other Communication services Construction services Insurance and Reinsurance Financial services Stamp and Signature: Travel (f1) BusinessOfficial (f2) Education (f3) Medical (f4) Other Personal Computer and Information services Royalties and licence fees Other business services (j) Personal, cultural, and recreational services (k) Government services, n. i.e. Transfers NGO Inflows Government Grants Workerrsquos remittances other transfers Foreign Direct Equity Investment Portfolio Investment Government Bank Other Loans Loan Received Private Short term (lt 1 year) Long term (gt 1 year) Government Loan Repayment (Principal) Interbureaux BankBureaux Other (Please specify) To be submitted to the office of the Director Trade and External Debt Department, not later than five working days after the end of the month for which the return is being made. Regulation 27(1) (b) and (c) Trade amp External Debt Dept., P. O. Box 7120, Kampala Tel: 041 2584416, 231036, Fax No. 259336 MonthlyWeekly Returns of Sales of Foreign Currencies (Outflows) Name of authorised dealer. FORM P CURRENCY Purpose of Transaction USD GBP D KeS TZs Key for Currency HoldingsDeposits e. g. savings Imports of Goods Government Imports ((Incl. Govt. Projects) Private Imports (Incl. Parastatal amp NGOs) Oil Imports Gold Imports Repairs Goods procured in ports by carriers Goods for processing Other Imports Income Payments Interest paid on external Liabilities Dividendsprofits paid WagesSalaries Service Payments Transportation (a1) Freight (a2) Passenger (a3) Other Communication services Construction services Financial services Stamp and Signature: Travel (f1) BusinessOfficial (f2) Education (f3) Medical (f4) Other Personal Computer and Information services Royalties and licence fees Other business services (j) Personal, cultural, and recreational services (k) Government services, n. i.e. Transfers NGO Outflows Government Grants Workerrsquos remittances Other transfers Foreign Direct Equity Investment Portfolio Investment ByGovernment ByBanks By Other Loans Loans Extended Private Short term (lt 1 year) Long term (gt 1 year) Government Loan Repayment (Principal) BankBureaux Interbureaux Other (Please specify) To be submitted to the office of the Director Trade and External Debt Department, not later than five working days after the end of the month for which the return is being made. Regulation 27(1) (d) FOREIGN EXCHANGE INFLOWS Form R (Cash Purchases) This form should be completed by the customerauthorised dealer for all sales of foreign exchange to the authorised dealer. The information is required for statistical and policy purposes only. Name of Authorised Dealer. Currency Amount Rate Amount in Ug. Shs. Please consult the dealer for guidance if you are not sure of the box to tick Source of Funds Transaction between Ugandan Residentsc Currency HoldingsDeposits e. g. savingsc Exports of Goods Gold exports (non-monetary gold) c Repairs on goods c Goods procured in ports by carriers c Goods for processing c Coffee and other exports c Interest received on external assets c Dividendsprofits received c WagesSalaries c Communication services c Construction services c Insurance and re-insurance Financial services Travel BusinessOfficial Education Medical Other Personal Computer and information services Royalties and licence fees Other business services (j) Personal, cultural, and recreational services (k) Government services, n. i.e. NGO inflows Government grants Workerrsquos remittances Other transfers c Foreign Direct Equity Investment c Portfolio Investment c c (a) Government c c (b) Banks c c (c) Other c c (a) Loan received c c (a1) By commercial Banks c Short term (lt 1 year) c c Long term (gt 1 year) c Short term (lt 1 year) c c Long term (gt 1 year) c c (ii) Government c Regulation 27 (3)(a) Weekly return for the week ended BANK OF UGANDA MONEY REMITTANCE (SEND) WEEKLY RETURN The Foreign Exchange Act, 2004 Trade amp External Debt Dept P. O. Box 7120, Kampala Name of Authorised Dealer: Weekly Returns of Money Remittances Outflows (send) of Foreign Exchange (This Information is from money remittances send form.) WEEKLY REMITTANCES Outflows (send) Purpose USD GBP D Kes TZs SAR yen Destination Ug. Shilling Value: To be submitted to the office of the Director Trade and External Debt Dept. not later than the first working day after the end of the week for which the return is being made Authorised dealers rsquo Stamp amp Signature Regulation 27 (3)(b) Weekly return for the week ended The Foreign Exchange Act, 2004 Trade amp External Debt Dept P. O. Box 7120, Kampala Name of Authorised Dealer: Weekly Returns of Money Remittances Inflows (receive) of Foreign Exchange (This Information is from money remittances receive form) WEEKLY REMITTANCES Inflows (receive) Purpose USD GBP D Kes TZs SAR yen Source of Ug. Shilling Value: To be submitted to the office of the Director Trade and External Debt Dept. not later than the first working day after the end of the week for which the return is being made Authorised dealers rsquo Stamp amp Signature Regulation 27 (3)(c) Monthly return for the month of BANK OF UGANDA MONEY REMITTANCES (SEND) MONTHLY RETURN THE FOREIGN EXCHANGE ACT, 2004 Trade amp External Debt Dept P. O. Box 7120, Kampala Name of Authorised Dealer: Monthly Returns of Money Remittances Outflows (send) of Foreign Exchange (This information is from money remittances send form) WEEKLY REMITTANCES Outflows (send) Purpose USD GBP D Kes TZs SAR yen Destination Ug. Shilling Value: To be submitted to the office of the Director Trade and External Debt Dept. not later than five working days after the end of the month for which the return is being made Authorsed dealers rsquo Stamp amp Signature. Regulation 27 (3)(d) Monthly return for the month of BANK OF UGANDA MONEY REMITTANCES (RECEIVE) MONTHLY RETURN THE FOREIGN EXCHANGE ACT, 2004 Trade amp External Debt Dept P. O. Box 7120, Kampala Name of Authorised Dealer: Monthly Returns of Money Remittances Outflows (receive) of Foreign Exchange (This information is from money remittances receive form) WEEKLY REMITTANCES Outflows (receive) Purpose USD GBP D Kes TZs SAR yen Ug. Shilling Value: To be submitted to the office of the Director Trade and External Debt Dept. not later than five working days after the end of the month for which the return is being made Aufaorised dealers rsquo Stamp amp Signature Regulation 27 (3)(e) Monthly return for the month of BANK OF UGANDA MONEY REMITTANCES MONTHLY RETURN THE FOREIGN EXCHANGE ACT, 2004 Name of Authorised Dealer: Money remittances inflows and outflows of Foreign Exchange (This information is from money remittances receive and send forms) Transaction Date Name of Customer Nature of Transaction (InflowOutflow) Currency Purpose, Reported by. Signature. Position.. Regulation 27 (3)(e) Monthly position return for the month of. BANK OF UGANDA MONEY REMITTANCES MONTHLY RETURN Trade amp External Debt Dept P. O. Box 7120, Kampala Name of Authorised Dealer: Monthly position Returns of Money Remittances of Foreign Exchange CURRENCY USD GBP D Kes TZs SAR yen Total forex funds (undisbursed as at the end of the previous month ie bfwd in that month) Inward Transfers (Received during that month) Total 12 (during that month) Disbursements to beneficiaries in that month Undisbursed at the end of that month (This information is from money remittances receive and send form) Indicate the account(s) where the undisbursed amounts are currently held. Governor, Bank of Uganda